-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ElgA9Yu7wuxMI5AvRPqCDbYLiHiIK/iLX+VY5J8OOc+ZKIqDMYkOEhParQF42Fv7 k0YSosoWNimW6VsIpUUG2Q== 0000781880-01-000004.txt : 20010123 0000781880-01-000004.hdr.sgml : 20010123 ACCESSION NUMBER: 0000781880-01-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-34735 FILM NUMBER: 1506136 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 SC 13G 1 0001.txt PINNACLE ENTERTAINMENT, INC. Securities and Exchange Commission Washington, D. C. 20549 Schedule 13-G Under the Securities and Exchange Act of 1934 Pinnacle Entertainment, Inc. Common Stock CUSIP Number 723456109 Check the following box if a fee is being paid with this statement. [ ] CUSIP No. 723456109 1) Name of reporting person: Legg Mason, Inc. Tax Identification No: 52-1200960 2) Check the appropriate box if a member of a group: a) n/a b) n/a 3) SEC use only 4) Place of organization: Baltimore, Maryland Number of shares beneficially owned by each reporting person with: 5) Sole voting power: 2,700,000 6) Shared voting power: 113,913 7) Sole dispositive power: - 0 - 8) Shared dispositive power: 2,813,913 9) Aggregate amount beneficially owned by each reporting person: 2,813,913 10) Check if the aggregate amount in row (9) excludes certain shares: n/a 11) Percent of class represented by amount in row (9): 10.65% 12) Type of reporting person: HC Item 1a) Name of issuer: Pinnacle Entertainment, Inc. Item 1b) Address of issuer's principal executive offices: 330 North Brand Blvd., Ste. 1100 Glendale, CA 91203-2380 Item 2a) Name of person filing: Legg Mason, Inc. Item 2b) Address of principal business office: 100 Light Street Baltimore, Maryland 21202 Item 2c) Citizenship: Maryland Corporation Item 2d) Title of class of securities: Common Stock Item 2e) CUSIP number: 723456109 Item 3) If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) , check whether the person filing is a: (a) [ ] Broker or dealer under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F). (g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G). (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H). Item 4) Ownership: (a) Amount beneficially owned: 2,813,913 (b) Percent of Class: 10.65% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,700,000 (ii) shared power to vote or to direct the vote: 113,913 (iii) sole power to dispose or to direct the disposition of: - 0 - (iv) shared power to dispose or to direct the disposition of: 2,813,913 Item 5) Ownership of Five Percent or less of a class: n/a Item 6) Ownership of more than Five Percent on behalf of another person: n/a Item 7) Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Legg Mason Wood Walker, Inc., as investment adviser and broker/dealer with discretion Legg Mason Funds Management, Inc., as investment adviser with discretion Legg Mason Capital Management, Inc., as investment adviser with discretion Item 8) Identification and classification of members of the group: n/a Item 9) Notice of dissolution of group: n/a Item 10) Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------- Date Signature Timothy C. Scheve, Executive Vice President, Legg Mason, Inc. ------------------------------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----